Open Legal Issue Taxonomy · concept
SECURITIES REGULATION AND CAPITAL MARKETS
- Notation
041606- URI
https://w3id.org/legal-taxonomy/concept/041606- Domain
- BUSINESS ORGANIZATIONS, MARKETS, FINANCE, LABOR, AND EMPLOYMENT
- Depth
- 2
- Broader
- BUSINESS ORGANIZATIONS, MARKETS, FINANCE, LABOR, AND EMPLOYMENT
007400
Narrower concepts (21)
- SECURITIES FRAUD AND MARKET ABUSE
023454 - SECURITIES OFFERINGS AND ISSUANCE
041366 - SECURITIES REGISTRATION AND DISCLOSURE
041369 - SECURITIES REGULATION
041371 - BROKERS, DEALERS, AND INTERMEDIARIES
041607 - DEFINITION AND CLASSIFICATION OF SECURITIES
041610 - FEDERAL SECURITIES LAW
041612 - FEDERAL SECURITIES LAWS
041615 - INSIDER TRADING
041618 - INSIDER TRADING AND INFORMATION ASYMMETRY
041624 - INSIDER TRADING AND TRADING RESTRICTIONS
041626 - SECURITIES FIRMS AND BROKER-DEALERS
041628 - SECURITIES FRAUD AND PROHIBITED TRANSACTIONS
041631 - SECURITIES LITIGATION
041633 - SECURITIES REGISTRATION AND EXEMPTIONS
041634 - BROKER-DEALER REGULATION
041654 - BROKER-DEALER RELATIONS
041659 - FRAUD AND MANIPULATION
041662 - SECURITIES FRAUD AND ENFORCEMENT
041665 - SECURITIES FRAUD AND INSIDER TRADING
041667 - STOCK MARKET TRADING
041670
Sources (0)
No source sections linked.