Open Legal Issue Taxonomy · concept

BROKER-DEALER RELATIONS

Notation: 041659
URI: https://w3id.org/legal-taxonomy/concept/041659
Domain: BUSINESS ORGANIZATIONS, MARKETS, FINANCE, LABOR, AND EMPLOYMENT
Depth: 3
Broader: SECURITIES REGULATION AND CAPITAL MARKETS 041606

Narrower concepts (1)

DUTIES OF BROKERS TO CUSTOMERS 041660

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