Open Legal Issue Taxonomy · concept

SECURITIES FIRMS AND BROKER-DEALERS

Notation: 041628
URI: https://w3id.org/legal-taxonomy/concept/041628
Domain: BUSINESS ORGANIZATIONS, MARKETS, FINANCE, LABOR, AND EMPLOYMENT
Depth: 3
Broader: SECURITIES REGULATION AND CAPITAL MARKETS 041606

Narrower concepts (1)

CORPORATE TRANSACTIONS AND CAPITAL MARKETS DEALINGS 041629

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