Open Legal Issue Taxonomy · concept

DUTIES AND LIABILITIES OF BROKERS TO CUSTOMERS

Notation: 041655
URI: https://w3id.org/legal-taxonomy/concept/041655
Domain: BUSINESS ORGANIZATIONS, MARKETS, FINANCE, LABOR, AND EMPLOYMENT
Depth: 4
Broader: BROKER-DEALER REGULATION 041654

Narrower concepts (2)

DUTY TO OBEY CUSTOMER INSTRUCTIONS 041657
DUTY TO OBEY CUSTOMER ORDERS 041658

Sources (1)

1 source section

TREATISEONLAWOFS00COOKUOFT-S0452